n.a
A1 (MIFID II) - Reception and transmission of orders in relation to one or more financial instruments
n.a
26/01/2021
n.a
n.a
A2 (MIFID II) - Execution of orders on behalf of clients
n.a
26/01/2021
n.a
n.a
A3 (MIFID II) - Dealing on own account
n.a
26/01/2021
n.a
n.a
B1 (MIFID II) - Safekeeping and administration of financial instruments for the account of clients, incl. custodianship and related services etc.
n.a
26/01/2021
n.a
n.a
B2 (MIFID II) - Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instr., where the firm granting the credit or loan is involved in the trans.
n.a
26/01/2021
n.a
n.a
B4 (MIFID II) - Foreign exchange services where these are connected to the provision of investment services
n.a
26/01/2021
n.a
n.a
B7 (MIFID II) – Inv. services and anc. services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points 5, 6, 7 and 10 of Section C
n.a
26/01/2021
n.a
Own account trading. In the investment service activity, the service provider enters into transactions at the expense of its own funds and assets, for its own benefit and at its own risk.
Dealing on own account
H-EN-III-623/2020.
12/12/2020
n.a
Implementation of orders for the benefit of the customer: the customer gives an order for a transaction with a financial instrument or commodity, which is implemented by the service provider.
Execution of orders on behalf of clients
H-EN-III-623/2020.
12/12/2020
n.a
Acceptance and forwarding of orders. Acceptance of customer orders for financial instruments (e.g. securities) and forwarding these to another institution, for the purpose of implementing the order.
Receiving and transmitting client orders
H-EN-III-623/2020.
12/12/2020
n.a
Investment service activity on own account: the service provider makes foreign exchange transactions at the expense of its own assets, for its own benefit and at its own risk.
Foreign exchange services on own account where these are connected to the provision of investment services
H-EN-III-623/2020.
12/12/2020
n.a
Investment and financial analysis. Provision of such analysis, proposal or other information on financial instruments that can be published and could thereby influence the investor's decision.
Investment research and financial analysis
H-EN-III-3/2022.
12/01/2022
n.a
Investment service or supplementary activity related to such investment assets that are related to assets serving as the basis for derivative transactions.
Investment services and activities as well as ancillary services related to the underlying instruments of the derivates included under Pharagraphs e)-g), j) and k) of Section 6
H-EN-III-623/2020.
12/12/2020
n.a
Provision of investment loans. Giving loans for the purchase of financial instruments (e.g. securities). The service provider lending the loan is also involved in the conduct of the transaction.
Provding investment/development loans
H-EN-III-623/2020.
12/12/2020
n.a
securities account management and related customer account management and deposit services
safe custody services relating to securities for the account of clients, including the safekeeping and administration of printed securities for the account of clients, with the exception of … CSDR
H-EN-III-623/2020.
12/12/2020
n.a
Safekeeping and registration of financial instruments (e.g. securities) and maintenance of the related customer account.
Safekeeping and administration of financial instruments and operation of related client accounts
H-EN-III-623/2020.
12/12/2020
n.a
Sale of data, information regarding financial assets.
Data regarding financial instruments, liquidation of information
525333-81/2020
12/12/2020
n.a
Securities lending. The service provider lends securities to its customer on the condition that at a specified date in the future the customer must return the securities to the service provider.
Securities lending
525333-81/2020
12/12/2020
n.a