| Name |
| Alaric Securities OOD (Trading names: 10n; Alaric.bg) |
|
|
| Short name |
| n.a |
|
|
| Previous name |
| “Alaric Securities” OOD |
|
|
| Administrative address |
| 1303 Sofia, Todor Aleksandrov Blvd 20 Alaric Tower |
|
|
| Type of institution |
| Investment Firm with cross-border services |
|
|
| Registration number |
| K8808205 |
|
|
| Registry court/court number |
| n.a. |
|
|
| Website address |
| n.a |
|
|
| Location of publication |
| n.a |
|
|
| Legal status |
| Active |
|
|
| [EN]Közérdeklődésre számon tartott hitelintézet |
| No |
|
|
| Description | n.a |
| Activity Name | A1 (MIFID II) - Reception and transmission of orders in relation to one or more financial instruments |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A2 (MIFID II) - Execution of orders on behalf of clients |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A3 (MIFID II) - Dealing on own account |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A4 (MIFID II) - Portfolio management |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A5 (MIFID II) - Investment advice |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A6 (MIFID II) - Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | A7 (MIFID II) - Placing of financial instruments without a firm commitment basis |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B1 (MIFID II) - Safekeeping and administration of financial instruments for the account of clients, incl. custodianship and related services etc. |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B2 (MIFID II) - Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instr., where the firm granting the credit or loan is involved in the trans. |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B3 (MIFID II) - Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B4 (MIFID II) - Foreign exchange services where these are connected to the provision of investment services |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B5 (MIFID II) - Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B6 (MIFID II) - Services related to underwriting |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
|
|
| Description | n.a |
| Activity Name | B7 (MIFID II) – Inv. services and anc. services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points 5, 6, 7 and 10 of Section C |
| Permitting Decreenumber | n.a |
| Date of licensing | 01/12/2022 |
| Limits | n.a |
|
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